Simon Rawlinson
Simon Rawlinson is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Simon is an investor in The Quantum Storey Company, Inc, a private equity technology start-up, since 2017. He dedicates no time to this outside business activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Northern Trust Securities, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
City National Securities, INC.Broker
State Registrations7 states
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