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Michelle Marquez
28 Years of Experience
Pasadena, CA
1 DisclosureBroker
Michelle Marquez is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2003Closed-No Action
Other Business Activities
Michelle owns two rental properties since 2015 and 2021, respectively. She spends minimal time collecting rent and managing the properties.
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2019 - Present · 6 yrs 11 mos
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Cantella & CO., INC.Broker
June 2018 - June 2019 · 1 yr
Cantella & CO., INC.
June 2018 - June 2019 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2018 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2018 · 8 yrs 9 mos
Banc of America Investment Services, INC.
March 2002 - October 2009 · 7 yrs 7 mos
Banc of America Investment Services, INC.Broker
January 2002 - October 2009 · 7 yrs 9 mos
Linsco/private Ledger CORP.Broker
May 2000 - January 2002 · 1 yr 8 mos
Bisys Brokerage Services, INC.Broker
September 1998 - May 2000 · 1 yr 8 mos
Fn Investment CenterBroker
November 1997 - September 1998 · 10 mos
State Registrations12 states
AZCAFLHIMANVNYOKORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.