WC
WC
William Creedon
42 Years of Experience
Pasadena, CA
12 DisclosuresBroker
William Creedon is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026Denied
Financial
July 2022Final
Judgment / Lien
November 2021Customer Dispute
August 2002Denied
Customer Dispute
October 2001Denied
Customer Dispute
December 1992Settled
Customer Dispute
February 1991Settled
Customer Dispute
January 1991Settled
Customer Dispute
October 1990Settled
Customer Dispute
July 1990Settled
Customer Dispute
April 1990Settled
Customer Dispute
April 1989Settled
Other Business Activities
William is a member of the board of directors for Las Torres, Inc., a low-income housing project, since 2004. He attends board meetings and votes on matters before the board.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2015 - Present · 11 yrs 3 mos
Raymond James & Associates, INC.
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
November 2008 - March 2015 · 6 yrs 4 mos
UBS Financial Services INC.Broker
November 2008 - March 2015 · 6 yrs 4 mos
RBC Capital Markets Corporation
May 2002 - December 2008 · 6 yrs 7 mos
RBC Capital Markets CorporationBroker
March 2002 - December 2008 · 6 yrs 9 mos
Sutro & CO. IncorporatedBroker
October 2000 - March 2002 · 1 yr 5 mos
First Union Securities, INC.Broker
September 1990 - January 2001 · 10 yrs 4 mos
Prudential-Bache Securities INC.Broker
November 1987 - October 1990 · 2 yrs 11 mos
E. F. Hutton & Company INCBroker
June 1983 - January 1988 · 4 yrs 7 mos
State Registrations25 states
ALAZCACOFLGAHIIDILLAMAMDMNMTNCNMNVNYOHPATNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.