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William Eckert

38 Years of Experience
Overland Park, KS
3 DisclosuresBrokerSells Insurance

William Eckert is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 38 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

7500 College Blvd, Ste 350, Overland Park, KS, 66210

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2016
Denied
Customer Dispute
February 2009
Settled
Regulatory
July 1994
Final
Other Business ActivitiesSells Insurance

William is a board member of Kamo Adventures Inc, a volunteer trainer/teacher at the University of Kansas, and involved with RF Brokerage and Co-Op Agency. He also has a sublease agreement and rents out farmland, dedicating minimal time to these activities.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.Broker
September 2013 - August 2023 · 9 yrs 11 mos
Securian Financial Services, INC.
August 2013 - August 2023 · 10 yrs
Hornor, Townsend & Kent, INC.
October 2004 - August 2013 · 8 yrs 10 mos
Hornor, Townsend & Kent, INC.Broker
September 2004 - August 2013 · 8 yrs 11 mos
New England Securities Corporation
September 1997 - September 2004 · 7 yrs
New England SecuritiesBroker
May 1995 - September 2004 · 9 yrs 4 mos
Northwestern Mutual Investment Services, INC.Broker
November 1987 - May 1995 · 7 yrs 6 mos
State Registrations29 states
AKALAZCACOFLGAIAILINKSMEMIMNMONENMNVNYOHOKORSCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Eckert - Financial Advisor | TrueAdvisor