John Lewis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2780 Skypark Dr Ste 201, Torrance, CA, 90505
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2017Customer Dispute
October 2013Other Business Activities
John is involved with John Lewis Financial, performing payroll duties and tax preparation/accounting. These activities take minimal time and about 10-20% of his time, respectively.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Questar Asset Management, INC.
Questar Capital CorporationBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.