James Charles is a CFA, CFP-designated registered investment advisor at Sanctuary Financial Planning, LLC, based in Charlotte, NC, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 44 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sanctuary Financial Planning does not charge a percentage of your portfolio for investment management. Instead, investment management is bundled into their comprehensive wealth management service, which typically costs a flat annual fee of $9,800, billed quarterly in advance at $2,450. This fee covers both your ongoing financial planning and the management of your investment portfolio.
Contact
James Charles
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Financial Planning, LLC
Previous Registrations
Dimensional Fund Advisors LP
Dfa Securities LLCBroker
American Century Investment Services INC.Broker
Royal Alliance Associates, INC.Broker
Guardian Investor Services CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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