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Robert Maxson

A.G.P / Alliance Global Partners
35 Years of Experience
Holmdel, NJ
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Maxson is a registered investment advisor at A.G.P / Alliance Global Partners, based in Holmdel, NJ, with 35 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2137 Route 35, Suite 345, Holmdel, NJ, 07733

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Denied
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is involved in insurance planning through Belmont Capital since August 2024, dedicating about a quarter of his time. He spends minimal time on this activity during securities trading hours.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
June 2025 - Present · 1 yr 4 mos
A.G.P. / Alliance Global PartnersBroker
June 2025 - Present · 1 yr 4 mos
Coppell Advisory Solutions LLC
October 2024 - Present · 2 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2018 - July 2024 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2018 - July 2024 · 5 yrs 7 mos
TD Ameritrade Investment Management, LLC
April 2016 - December 2018 · 2 yrs 8 mos
TD Ameritrade, INC.
April 2016 - December 2018 · 2 yrs 8 mos
TD Ameritrade, INC.Broker
February 2016 - December 2018 · 2 yrs 10 mos
Vanguard Marketing CorporationBroker
July 2014 - March 2016 · 1 yr 8 mos
UBS Financial Services INC.
November 2012 - August 2014 · 1 yr 9 mos
UBS Financial Services INC.Broker
November 2012 - August 2014 · 1 yr 9 mos
Nylife Securities LLCBroker
November 2011 - October 2012 · 11 mos
Potomac Securities, LLCBroker
January 2010 - April 2011 · 1 yr 3 mos
Waddell & Reed, INC.Broker
October 2009 - November 2009 · 1 mo
Allstate Financial Services, LLCBroker
November 2008 - August 2009 · 9 mos
Financial America Securities, INC.Broker
June 2008 - October 2008 · 4 mos
Lincoln Financial Advisors CorporationBroker
August 2006 - April 2007 · 8 mos
Morgan Stanley
May 1999 - August 2005 · 6 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 1994 - August 2005 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1988 - January 1994 · 5 yrs 9 mos
Brady, Foley & CO., IncorporatedBroker
April 1988 - June 1988 · 2 mos
State Registrations5 states
NCNJOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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