Anthony Romano

A.G.P / Alliance Global Partners

10 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

A.G.P / Alliance Global Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

123 advisors

Number of Clients

5,849 clients

Average Client Portfolio

$289K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

2137 Route 35, Suite 345, Holmdel, NJ, 07733

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History

Regulatory History (1)

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Customer Dispute

March 2023

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Anthony is involved with Romano Castellum LLC, providing consulting and marketing services related to insurance group benefits, dedicating a few hours per week. He is also a partner in Riva Point Trucking LLC, handling accounting and finance duties for minimal time each month.

Employment History

Current Registrations

A.G.P. / Alliance Global PartnersBroker

May 2021 - Present · 4 yrs 9 mos

A.G.P / Alliance Global Partners

May 2021 - Present · 4 yrs 9 mos

Previous Registrations

Aegis Capital CORP.

March 2018 - May 2021 · 3 yrs 2 mos

Aegis Capital CORP.Broker

January 2015 - May 2021 · 6 yrs 4 mos

State Registrations17 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.