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Craig Margolies

A.G.P / Alliance Global Partners
31 Years of Experience
Holmdel, NJ
2 DisclosuresBroker
View SEC Summary
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Craig Margolies is a registered investment advisor at A.G.P / Alliance Global Partners, based in Holmdel, NJ, with 31 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2137 Route 35, Suite 345, Holmdel, NJ, 07733

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2015
Final
Regulatory
January 2012
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
May 2021 - Present · 5 yrs 5 mos
A.G.P / Alliance Global Partners
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
Aegis Capital CORP.Broker
December 2014 - May 2021 · 6 yrs 5 mos
Aegis Capital CORP.
December 2014 - May 2021 · 6 yrs 5 mos
Garden State Investment Advisory Services, LLC
May 2012 - January 2015 · 2 yrs 8 mos
Garden State Securities, INC.Broker
September 1998 - January 2015 · 16 yrs 4 mos
H.J. Meyers & CO., INC.Broker
September 1995 - November 1998 · 3 yrs 2 mos
Line Securities, INC.Broker
May 1995 - September 1995 · 4 mos
H.J. Meyers & CO., INC.Broker
March 1995 - April 1995 · 1 mo
State Registrations30 states
ARAZCACOCTDCDEFLGAHIILKYMAMDMIMNMONCNENJNYOKORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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