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David Sigler

37 Years of Experience
Verona, WI
1 DisclosureBrokerSells Insurance

David Sigler is a registered investment advisor at LPL Financial LLC, based in Verona, WI, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Verona, WI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1986
Final Disposition
Other Business ActivitiesSells Insurance

David is an agent selling non-variable insurance since 1988. He dedicates minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 2 mos
LPL Financial LLC
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - May 2025 · 4 yrs 1 mo
Grove Point Investments, LLCBroker
December 2010 - May 2025 · 14 yrs 5 mos
H. Beck, INC.
December 2010 - April 2021 · 10 yrs 4 mos
Harbour Investments, INC.
April 1991 - November 2010 · 19 yrs 7 mos
Harbour Investments, INC.Broker
April 1991 - November 2010 · 19 yrs 7 mos
Coltrane Securities Network, INC.Broker
March 1990 - March 1991 · 1 yr
Offerman & CO., INC.Broker
February 1988 - February 1990 · 2 yrs
State Registrations8 states
ALFLILINMNOHSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Sigler - Financial Advisor | TrueAdvisor