AF
AF

Andrew Fritts

22 Years of Experience
Madison, WI
1 DisclosureBroker

Andrew Fritts is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1 W. Main St, Madison, WI, 53703

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Employment History
Current Registrations
LPL Financial LLC
January 2026 - Present · 4 mos
LPL Financial LLC
September 2025 - Present · 8 mos
LPL Financial LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Johnson Wealth INC.
September 2021 - April 2022 · 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
June 2014 - November 2020 · 6 yrs 5 mos
Advice and Planning Services
June 2014 - November 2020 · 6 yrs 5 mos
LPL Financial LLCBroker
June 2013 - June 2014 · 1 yr
Independent Financial Partners
June 2013 - June 2014 · 1 yr
Strategic Advisers, INC.
April 2005 - June 2012 · 7 yrs 2 mos
Fidelity Brokerage Services LLCBroker
May 2004 - June 2013 · 9 yrs 1 mo
Worldco, L.L.C.Broker
April 2003 - October 2003 · 6 mos
Spear, Leeds & Kellogg, L.P.Broker
April 1998 - August 2002 · 4 yrs 4 mos
Ryan, Beck & CO.Broker
August 1997 - April 1998 · 8 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.