Kevin Mccloud is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Madison, WI, with 14 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
401 Charmany Dr, Madison, WI, 53719
Get directionsHistory
Regulatory History (1)
Financial
November 2018Other Business Activities
Kevin provides investment services through First Business Bank, operating as a DBA for his LPL business. He also works as a notary for First Business Bank in Brookfield, WI, a role he has held since 2011.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
BMO Harris Financial Advisors, INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Scott TauschekLPL Financial LLC
- Joseph Dwyer, CFPLPL Financial LLC
- David TansorLPL Financial LLC
- Andrew FrittsLPL Financial LLC
- Nolan Cohen, CFPLPL Financial LLC
- James DelaneyLPL Financial LLC