David Tansor
David Tansor is a registered investment advisor at LPL Financial LLC, based in Hollandale, WI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hollandale, WI
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2008Customer Dispute
September 2006Other Business Activities
David operates under the DBA Investor Guidance Center for his LPL business. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Sterne Agee Financial Services, INC.Broker
RBC Dain Rauscher INC.Broker
Bank United Securities CORP.Broker
Financial Network Investment CorporationBroker
Swbc Investment CompanyBroker
CUNA Brokerage Services, INC.Broker
Ffp Securities, INC.Broker
Century Investors of America, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.