MB
MB
Mark Brennan
37 Years of Experience
Rehoboth Beach, DE
18 DisclosuresBroker
Mark Brennan is a registered investment advisor at Morgan Stanley, based in Rehoboth Beach, DE, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 Cascade Lane, Rehoboth Beach, DE, 19971
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Regulatory History (18)
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Financial
April 2024Pending
Judgment / Lien
March 2022Judgment / Lien
December 2021Judgment / Lien
February 2020Judgment / Lien
December 2019Judgment / Lien
November 2018Judgment / Lien
August 2018Judgment / Lien
February 2018Judgment / Lien
February 2018Judgment / Lien
December 2017Judgment / Lien
December 2017Judgment / Lien
December 2017Judgment / Lien
September 2017Judgment / Lien
June 2016Judgment / Lien
April 2016Judgment / Lien
September 2015Judgment / Lien
April 2015Judgment / Lien
March 2015Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. IncorporatedBroker
July 2008 - June 2009 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - August 2008 · 15 yrs
Legg Mason Wood Walker, IncorporatedBroker
December 1991 - August 1993 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1989 - December 1991 · 2 yrs 10 mos
Blinder, Robinson & CO., INC.Broker
February 1988 - January 1989 · 11 mos
State Registrations26 states
AZCACOCTDCDEFLGAIAILINKYMAMDMINCNHNJNYOHPARISCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.