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C Tingle

31 Years of Experience
Rehoboth Beach, DE
3 DisclosuresBroker

C Tingle is a registered investment advisor at Morgan Stanley, based in Rehoboth Beach, DE, with 31 years of industry experience. C is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

55 Cascade Lane, Rehoboth Beach, DE, 19971

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2015
Final
Customer Dispute
October 2014
Settled
Customer Dispute
October 2009
Denied
Other Business Activities

C owns rental property in Delaware since 2014, which is investment-related. C spends minimal time on property management.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 1998 - April 2007 · 9 yrs 3 mos
Morgan Stanley Dw INC.Broker
September 1995 - April 2007 · 11 yrs 7 mos
State Registrations15 states
AZCACTDEFLKYMDMSNCNJNYPASCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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