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Thomas Lindia
25 Years of Experience
Rehoboth Beach, DE
1 DisclosureBroker
Thomas Lindia is a registered investment advisor at Morgan Stanley, based in Rehoboth Beach, DE, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 Cascade Lane, Rehoboth Beach, DE, 19971
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Regulatory History (1)
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Criminal
March 1998Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
September 2011 - Present · 14 yrs 10 mos
Morgan Stanley
September 2011 - Present · 14 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - October 2011 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2011 · 3 yrs 9 mos
Primevest Financial Services, INC.
November 2006 - January 2008 · 1 yr 2 mos
Primevest Financial Services, INC.Broker
January 2005 - January 2008 · 3 yrs
Planco Financial Services, INC.Broker
July 2000 - February 2005 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.