CM
CM
Charles Mitchell
31 Years of Experience
Rehoboth Beach, DE
1 DisclosureBroker
Charles Mitchell is a registered investment advisor at Morgan Stanley, based in Rehoboth Beach, DE, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 Cascade Lane, Rehoboth Beach, DE, 19971
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Settled
Other Business Activities
Charles serves as a trustee for a personal trust since 1992. This requires minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 1997 - April 2007 · 9 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1994 - April 2007 · 12 yrs 8 mos
State Registrations26 states
ALAZCACOCTDCDEFLIAIDMAMDMINCNHNJNYOHORPARISCTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.