James Delaney
James Delaney is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5555 Odana Road Suite 104, Madison, WI, 53719
Get directionsHistory
Regulatory History (2)
Criminal
May 1992Criminal
January 1991Other Business ActivitiesSells Insurance
James works as a representative for Shepherd Financial Advisors, providing financial advising, planning, and selling securities and insurance products, dedicating nearly full-time hours. He also sells various insurance products and holds positions in multiple real estate and restaurant-related entities, dedicating minimal time to these ventures.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.