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Duncan Maceachern

LPL Financial LLC
38 Years of Experience
Rochester, MI
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Duncan Maceachern is a registered investment advisor at LPL Financial LLC, based in Rochester, MI, with 38 years of industry experience. Duncan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

414 East Street, Rochester, MI, 48307

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Pending
Customer Dispute
February 2024
Settled
Customer Dispute
April 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Duncan operates under the DBAs Celtic Wealth Management Group, Inc. (since 2006) and Aquest Wealth Strategies (since 2024) for his LPL business. He also has a business entity, CWMG, LLC, for tax/investment purposes and real estate rental, and sells non-variable insurance, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Centaurus Financial, INC.
August 2010 - March 2021 · 10 yrs 7 mos
Centaurus Financial, INC.Broker
May 2004 - March 2021 · 16 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - June 2004 · 11 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
First Union Securities, INC.Broker
July 1997 - August 2000 · 3 yrs 1 mo
First of Michigan CorporationBroker
April 1990 - July 1997 · 7 yrs 3 mos
Shearson Lehman Hutton INC.Broker
July 1988 - May 1990 · 1 yr 10 mos
State Registrations15 states
AZCACOFLGAIAMEMIMNNCNJNYOHPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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