Michael Aves
Michael Aves is a registered investment advisor at LPL Financial LLC, based in Gaithersburg, MD, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7 Park Avenue, Gaithersburg, MD, 20877
Get directionsHistory
Regulatory History (1)
Criminal
May 1988Other Business Activities
Michael operates Susquehanna Wealth Assurance Group and Luna Financial LLC as DBAs for his LPL business, dedicating full-time hours to these activities. He also works as a musician/performer and is involved with PA Dutchman Holdings BV for tax/investment purposes, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Jaron Equities CORP.Broker
Guardian Investor Services CorporationBroker
Gruntal & CO. IncorporatedBroker
The Stuart-James Company, IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.