Anthony Socci
Anthony Socci is a registered investment advisor at Ameritas Advisory Services, LLC, based in Trumbull, CT, with 34 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 25,632 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameritas Advisory Services offers several investment management programs. Fees vary depending on the program and the amount of your portfolio. Fees are negotiable and can be either a fixed percentage or tiered. Some programs also have administrative fees. Here are some examples:
- Galaxy Program: Maximum fees range from 2.00% on the first $250,000 to 1.00% on amounts over $3,000,001. Transaction fees apply.
- Ameritas Investment Strategies (AIS) Program: Includes a 0.30% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001. Transaction fees apply.
- Adviser Managed Retirement (AMR) Program: Includes a 0.05% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001.
- Adviser Managed Variable Products Program (AMVP): Fees range from 0.50% to 1.00% of the variable product cash value.
Location
6515 S Main St Unit 2 LL, Trumbull, CT, 06611
Get directionsHistory
Regulatory History (4)
Regulatory
July 2002Regulatory
January 2002Employment Separation After Allegations
June 2000Customer Dispute
April 2000Other Business ActivitiesSells Insurance
Anthony is a licensed independent insurance agent selling fixed insurance products through Omega Financial Group since 1995. He dedicates nearly full-time hours to selling insurance products and annuities, as well as property and casualty insurance.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services
Carillon Investments, INC
Carillon Investments, INC.Broker
MML Investors Services, INC.Broker
Allmerica Investments, INC.Broker
New England SecuritiesBroker
Securities America, INC.Broker
Investacorp, INC.Broker
Guardian Investor Services CorporationBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.