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Anthony Socci

Ameritas Advisory Services, LLC
34 Years of Experience
Trumbull, CT
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Anthony Socci is a registered investment advisor at Ameritas Advisory Services, LLC, based in Trumbull, CT, with 34 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.

Ameritas Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
29,718 clients
Average Client Portfolio
$463K average
Assets Under Management
$13.7B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $3.0M1.25%
$3M+1.00%

Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6515 S Main St Unit 2 LL, Trumbull, CT, 06611

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2002
Final
Regulatory
January 2002
Final
Employment Separation After Allegations
June 2000
Customer Dispute
April 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony is a licensed independent insurance agent selling fixed insurance products through Omega Financial Group since 1995. He dedicates nearly full-time hours to selling insurance products and annuities, as well as property and casualty insurance.

Employment History
Current Registrations
Ameritas Advisory Services, LLC
November 2021 - Present · 4 yrs 11 mos
Ameritas Investment Company, LLCBroker
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
Ameritas Advisory Services
June 2006 - November 2021 · 15 yrs 5 mos
Carillon Investments, INC
March 2006 - June 2006 · 3 mos
Carillon Investments, INC.Broker
June 2005 - June 2006 · 1 yr
MML Investors Services, INC.Broker
December 2004 - June 2005 · 6 mos
Allmerica Investments, INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
New England SecuritiesBroker
December 1998 - June 2000 · 1 yr 6 mos
Securities America, INC.Broker
March 1996 - December 1998 · 2 yrs 9 mos
Investacorp, INC.Broker
October 1995 - February 1996 · 4 mos
Guardian Investor Services CorporationBroker
July 1994 - October 1995 · 1 yr 3 mos
Pruco Securities CorporationBroker
August 1988 - July 1994 · 5 yrs 11 mos
The Prudential Insurance Company of AmericaBroker
August 1988 - December 1993 · 5 yrs 4 mos
State Registrations4 states
CTMANYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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