James Alguire
James Alguire is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Little Rock, AR, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
11300 Cantrell Road, Suite 101, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2007Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
Sterne Agee Investment Advisors, INC.
Stanford Group Company
Stanford Group CompanyBroker
Stillpoint Wealth Management, LLC
Stillpoint Wealth Management, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.