Harold Shollmier
Harold Shollmier is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Little Rock, AR, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
11300 Cantrell Road, Suite 101, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2002Customer Dispute
December 2001Other Business Activities
Harold is involved with several organizations, including Centers for Youth & Families, Family Home of Little Rock, Margeaux Place Property Owner Assoc, and Garrison Institute. These activities involve board membership, fundraising, and secretarial duties, taking up minimal time overall.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne Agee & Leach, INC. Capital Management
Sterne, Agee & Leach, INC.Broker
Firstar Investment Services,inc.Broker
Mercantile Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.