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Christy Hornaday

18 Years of Experience
Little Rock, AR
2 DisclosuresBroker

Christy Hornaday is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Little Rock, AR, with 18 years of industry experience. Christy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11300 Cantrell Road, Suite 101, Little Rock, AR, 72212

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 2000
Final Disposition
Criminal
March 2000
Final Disposition
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
January 2018 - Present · 8 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Sterne, Agee & Leach, INC.Broker
November 2007 - July 2015 · 7 yrs 8 mos
State Registrations12 states
ALARCACOFLGALAMOMSNYOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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