James Adams
James Adams is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Little Rock, AR, with 24 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
11300 Cantrell Road, Suite 101, Little Rock, AR, 72212
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
James is the president of Hog Wheels, a company that purchases sports event tickets. He spends minimal time on this activity, which is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.