LL
LL
Lisa Long-Margolis
31 Years of Experience
Birmingham, MI
1 DisclosureBroker
Lisa Long-Margolis is a registered investment advisor at UBS Financial Services INC., based in Birmingham, MI, with 31 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
325 N. Old Woodward Ave Suite 200, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1989Final
Employment History
Current Registrations
UBS Financial Services INC.Broker
July 2022 - Present · 4 yrs 3 mos
UBS Financial Services INC.
July 2022 - Present · 4 yrs 3 mos
UBS Financial Services INC.
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2022 · 13 yrs
Morgan Stanley
June 2009 - June 2022 · 13 yrs
Citigroup Global Markets INC.
May 2006 - June 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
October 1996 - June 2009 · 12 yrs 8 mos
Great Lakes Equities CO.Broker
October 1988 - February 1990 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Maureen EvansUBS Financial Services INC.
- Diana Freeburg, CFPUBS Financial Services INC.
- Daniel Varona, CFPUBS Financial Services INC.
- Francis BarnhartUBS Financial Services INC.
- Zachary AndersonUBS Financial Services INC.
- R. TrudeauUBS Financial Services INC.