Eric Dubroc
Eric Dubroc is a registered investment advisor at Osaic Wealth, INC., based in Mandeville, LA, with 37 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Mandeville, LA
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2011Customer Dispute
February 2009Customer Dispute
September 2004Other Business ActivitiesSells Insurance
Eric is an investment advisor representative (IAR) with Beam Asset Management DBA Financial & Investment Management Advisors, Inc. He is also a manager at Securities America Advisors and sells life insurance products, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Beam Wealth Advisors, INC.
LPL Financial LLCBroker
Hancock Investment Services, INC.Broker
Hancock Investment Services, INC.
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Marquis Investments, L.L.C.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.