David Smith
David Smith is a registered investment advisor at Osaic Wealth, INC., based in Mandeville, LA, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1555 Hwy 59, Mandeville, LA, 70448
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Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed annuities and life insurance, dedicating a few hours per week to this activity. He also owns Deep South Investment Services LLC and is a vestry member at St. Michael's Episcopal Church, spending minimal time on each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ameriprise Financial Services, INC.Broker
Investment Professionals, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.