Richard Martin
Richard Martin is a registered investment advisor at Osaic Wealth, INC., based in Mandeville, LA, with 44 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
102 Fontainbleau Drive, Bldg. E-1, Mandeville, LA, 70471
Get directionsHistory
Regulatory History (5)
Customer Dispute
February 2006Customer Dispute
August 2002Customer Dispute
May 2002Customer Dispute
February 1997Customer Dispute
October 1993Other Business ActivitiesSells Insurance
Richard monitors annuity contracts and sells variable annuities, dedicating minimal time to this. He is also the IAR and Chief Investment Officer for Martin & Associates Investment Advisory Services LLC, which takes up more than full-time hours, and co-member of Martin Labourdette Real Estate Holdings LLC.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Martin & Associates Investment Advisory Services LLC
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
Pan-American Financial AdvisersBroker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.