JD
JD

John Delappe

37 Years of Experience
Miami, FL
1 DisclosureBroker

John Delappe is a registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

600 Brickell Avenue, Suites 1875 and 2250, Miami, FL, 33131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
Other Business Activities

John owns a timeshare unit at St James at Beaver Creek, CO since 2001. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
January 2009 - September 2016 · 7 yrs 8 mos
Deutsche Bank Securities INC.Broker
November 2008 - September 2016 · 7 yrs 10 mos
UBS International INC.Broker
June 2002 - November 2008 · 6 yrs 5 mos
UBS International INC.
June 2002 - November 2008 · 6 yrs 5 mos
UBS Painewebber INC.Broker
February 1993 - June 2002 · 9 yrs 4 mos
UBS Painewebber INC.
February 1993 - June 2002 · 9 yrs 4 mos
Nationsbanc Securities, INC.Broker
April 1989 - March 1993 · 3 yrs 11 mos
American Express Financial Advisors INC.Broker
January 1989 - March 1989 · 2 mos
Ids Life Insurance CompanyBroker
January 1989 - March 1989 · 2 mos
State Registrations30 states
AZCACOCTDCDEFLGAILMAMDMEMIMNNCNJNMNVNYOHORPAPRSCTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Delappe - Financial Advisor | TrueAdvisor