Daniel Ferrara
Daniel Ferrara is a registered investment advisor at Kestra Advisory Services, LLC, based in Valhalla, NY, with 33 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
500 Summit Lake Dr., Ste. 120, Valhalla, NY, 10595
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2001Other Business ActivitiesSells Insurance
Daniel primarily uses Ash Brokerage for term life, universal life, and long-term care insurance products, dedicating about 10% of his time to sales. He also owns Ferrara Financial, a financial planning practice, and works as an Investment Advisor Representative for Kestra Advisory Services, LLC, dedicating nearly all of his time to these activities.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Veravest Investments, INC.Broker
Cartwright and Walker Securities, IncorporatedBroker
Spelman & CO., INC.Broker
Advantage Capital CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.