James Leo
James Leo is a registered investment advisor at Leo Wealth Management, LLC, based in Staten Island, NY, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Leo Wealth Management charges a percentage of your portfolio each year, but the specific rate is negotiable based on the complexity of your situation, the amount you invest, and the time required. The fee will generally not exceed 2% of the value of your portfolio.
Location
1110 South Avenue, Executive Suites, Staten Island, NY, 10314
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent selling fixed annuities, life insurance, and health insurance since 2015, dedicating a few hours per week. He also owns rental real estate and runs Leo Wealth Management LLC, both requiring minimal time.
Employment History
Current Registrations
Leo Wealth Management, LLC
Previous Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
LPL Financial LLC
LPL Financial LLCBroker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLCBroker
Ifmg Securities, INC.Broker
Ifmg Securities, INC.Broker
Essex National Securities, INC.Broker
Chase Investment Services CORP.Broker
PNC Brokerage CORPBroker
Summit Financial Services Group, INC.Broker
Fiserv Investor Services, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
New England SecuritiesBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
Vantage Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.