JB
JB

Jay Boddicker

35 Years of Experience
Chicago, IL
1 DisclosureBroker

Jay Boddicker is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 35 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2016 - Present · 10 yrs 8 mos
Wells Fargo Clearing Services, LLC
February 2016 - Present · 10 yrs 8 mos
Wells Fargo Advisors
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - March 2016 · 7 yrs 6 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - March 2016 · 7 yrs 6 mos
Lehman Brothers INC.
May 2000 - September 2008 · 8 yrs 4 mos
Lehman Brothers INC.Broker
November 1999 - September 2008 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - December 1999 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
October 1991 - November 1999 · 8 yrs 1 mo
Prudential-Bache Securities INC.Broker
May 1989 - June 1989 · 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1989 - June 1989 · 3 mos
State Registrations26 states
AZCACODCFLIAILINKSMAMIMNMOMSNCNENJNVNYOHORSCTNTXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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