Robert D'andria
Robert D'andria is a registered investment advisor at International Assets Investment Management, LLC, based in Spring Lake, NJ, with 32 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
309 Morris Ave Suite C, Spring Lake, NJ, 07762
Get directionsHistory
Regulatory History (8)
Customer Dispute
September 2020Customer Dispute
April 2020Regulatory
January 2020Regulatory
April 2003Employment Separation After Allegations
January 2001Customer Dispute
August 2000Customer Dispute
May 2000Customer Dispute
January 2000Other Business ActivitiesSells Insurance
Robert is the president and 100% owner of Sterlingnoble Wealth Management, dedicating nearly full-time hours to this role. He also works as an agent selling life, accident, and health insurance for The Keyarx Group, spending a few hours per week, and as an advisor for International Assets Investment Management LLC, taking about half of his time. Finally, Robert is a referral agent for ADP, LLC, spending minimal time on this activity.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
International Assets Investment Management, LLC
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
John Hancock Funds, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
The Stuart-James Company, IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.