Shannon Sullivan
Shannon Sullivan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Alpharetta, GA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5755 N Point Pkwy, Ste 207, Alpharetta, GA, 30022
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business Activities
Shannon is involved in several business activities, primarily related to real estate rental through various LLCs, including Diego and Duchess Properties, S4 Properties, S5H Properties, S2 Partners, and NGI Properties. Shannon also has business entities for tax and investment purposes, such as Sullivan Wealth Management and MTBW Enterprises, LLC, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Securities, INC.Broker
The Stuart-James Company, IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.