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CFP
AG
CFP

Armand Glassman

LPL Financial LLC
16 Years of Experience
Alpharetta, GA
View SEC Summary
View SEC Summary

Armand Glassman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Alpharetta, GA, with 16 years of industry experience. Armand operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5755 N Point Parkway, Ste 232, Alpharetta, GA, 30022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Armand operates Wealth Enhancement And Preservation Of GA as a DBA for his LPL business, dedicating full-time hours to it. He also manages Fifth Qtr Group, LLC and Glassman Consulting Services, Inc. for tax/investment purposes, spending minimal time on each.

Employment History
Current Registrations
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Wealth Enhancement & Preservation
December 2014 - October 2023 · 8 yrs 10 mos
Triad Advisors LLCBroker
December 2014 - September 2020 · 5 yrs 9 mos
Kovack Securities INC.Broker
October 2014 - December 2014 · 2 mos
Resource Horizons Investment Advisory, INC.
March 2010 - December 2014 · 4 yrs 9 mos
Resource Horizons Group LLCBroker
February 2010 - October 2014 · 4 yrs 8 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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