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Gregory Wassey

LPL Financial LLC
26 Years of Experience
Alpharetta, GA
1 DisclosureBroker
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Gregory Wassey is a registered investment advisor at LPL Financial LLC, based in Alpharetta, GA, with 26 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Alpharetta, GA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory operates Wassey Wealth Management as a DBA for his LPL business, dedicating most of his time to it.

Employment History
Current Registrations
LPL Financial LLC
November 2015 - Present · 10 yrs 11 mos
LPL Financial LLCBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2006 - November 2015 · 9 yrs 7 mos
Wells Fargo Advisors, LLCBroker
July 2003 - November 2015 · 12 yrs 4 mos
Prudential Securities IncorporatedBroker
April 2001 - July 2003 · 2 yrs 3 mos
Gbi Capital Partners INC.Broker
July 2000 - February 2001 · 7 mos
State Registrations12 states
ALCAFLGAMAMDNCNYPATXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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