MS
MS
Michael Searock
33 Years of Experience
Oklahoma City, OK
1 DisclosureBroker
Michael Searock is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oklahoma City, OK, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
6301 Waterford Blvd, Ste 410, Oklahoma City, OK, 73118
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2002Denied
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2019 - Present · 6 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.
March 2000 - November 2019 · 19 yrs 8 mos
Charles Schwab & CO., INC.Broker
May 1993 - November 2019 · 26 yrs 6 mos
Edward D. Jones & CO., L.P.Broker
September 1991 - October 1992 · 1 yr 1 mo
State Registrations2 states
OKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.