James Baird
James Baird is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oklahoma City, OK, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
6301 Waterford Blvd, Ste 410, Oklahoma City, OK, 73118
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Regulatory History (1)
Customer Dispute
September 2019Other Business Activities
James is an adjunct professor at Southwestern Christian University, Mid-America Christian University, and Southern Nazarene University, teaching financial management. He dedicates minimal time to each of these non-investment related roles.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
Arvest Wealth Management
Arvest Wealth ManagementBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Fidelity Brokerage Services, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.