TM
TM
Thomas Meltzer
36 Years of Experience
Indianapolis, IN
2 DisclosuresBroker
Thomas Meltzer is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2003Settled
Customer Dispute
November 1997Settled
Other Business Activities
Thomas owns multiple rental properties and collects rent. This activity is not investment-related and takes minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
Morgan Stanley & CO., Incorporated
April 2007 - December 2007 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - December 2007 · 8 mos
Morgan Stanley
December 1998 - April 2007 · 8 yrs 4 mos
Morgan Stanley Dw INC.Broker
September 1998 - April 2007 · 8 yrs 7 mos
Painewebber IncorporatedBroker
May 1994 - September 1998 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1989 - June 1994 · 5 yrs 2 mos
State Registrations19 states
ALAZCACOFLGAIDILINKYMINCNJNYOHOKPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.