Joseph Dolan
Joseph Dolan is a registered investment advisor at MML Investors Services, LLC, based in Garden City, NY, with 26 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Garden City, NY
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 1991Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Legg Mason Investor Services, LLCBroker
Legg Mason Investor Services, LLCBroker
Citigroup Global Markets INC.Broker
Everen Securities, INC.Broker
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
The Dreyfus Service CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.