JD
JD
Joseph Dolan
27 Years of Experience
New York, NY
1 DisclosureBroker
Joseph Dolan is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 27 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
250 West 34th Street, One Penn Plaza Ste 2035, New York, NY, 10119-0002
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
November 1991Employment History
Current Registrations
MML Investors Services, LLC
December 2024 - Present · 1 yr 10 mos
MML Investors Services, LLC
December 2024 - Present · 1 yr 10 mos
MML Investors Services, LLCBroker
December 2024 - Present · 1 yr 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2020 - November 2024 · 4 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2019 - November 2024 · 5 yrs 2 mos
Legg Mason Investor Services, LLCBroker
April 2008 - August 2011 · 3 yrs 4 mos
Legg Mason Investor Services, LLCBroker
December 2005 - April 2008 · 2 yrs 4 mos
Citigroup Global Markets INC.Broker
May 1997 - December 2005 · 8 yrs 7 mos
Everen Securities, INC.Broker
November 1995 - November 1996 · 1 yr
Citicorp Investment ServicesBroker
April 1994 - October 1995 · 1 yr 6 mos
Dean Witter Reynolds INC.Broker
December 1992 - March 1994 · 1 yr 3 mos
The Dreyfus Service CorporationBroker
June 1989 - December 1991 · 2 yrs 6 mos
State Registrations5 states
FLGANJNYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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