MT
MT
Michael Thompson
36 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Michael Thompson is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2011Denied
Other Business Activities
Michael coaches football and track at Oak Park High School since 2012. This non-investment related activity takes about 10-20% of his time after business hours.
Employment History
Current Registrations
Morgan Stanley
February 2012 - Present · 14 yrs 5 mos
Morgan Stanley
February 2012 - Present · 14 yrs 5 mos
Morgan StanleyBroker
February 2012 - Present · 14 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2008 - August 2011 · 2 yrs 10 mos
J.p.morgan Securities INC.
May 2006 - October 2008 · 2 yrs 5 mos
Bear, Stearns & CO. INC.
April 2001 - May 2006 · 5 yrs 1 mo
J.P. Morgan Securities LLCBroker
May 1989 - August 2011 · 22 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.