Mara Klein-Ming
Mara Klein-Ming is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 37 years of industry experience. Mara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Mara is the co-executor for her brother's estate. This investment-related activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrew RyanRaymond James & Associates, INC.
- Joan McgrathRaymond James & Associates, INC.
- Richard SunwooRaymond James & Associates, INC.
- Brett Goldstein, CFPRaymond James & Associates, INC.
- Paul AtalaRaymond James & Associates, INC.
- Arthur ColemanRaymond James & Associates, INC.