MK
MK
Mara Klein-Ming
36 Years of Experience
New York, NY
1 DisclosureBroker
Mara Klein-Ming is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Denied
Other Business Activities
Mara is the co-executor for her brother's estate. This investment-related activity requires minimal time.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - July 2021 · 18 yrs
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Painewebber IncorporatedBroker
August 1994 - January 2001 · 6 yrs 5 mos
Smith Barney INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
State Registrations13 states
AZCTDCFLGAINMDMONCNJNYSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.