James Gracia
James Gracia is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Colorado Springs, CO, with 37 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8620 N Union Blvd, Colorado Springs, CO, 80920
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2008Customer Dispute
December 2000Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Key Investment Services LLCBroker
Key Investment Services LLC
Wells Fargo Advisors, LLC
Wachovia Securities, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Piper Jaffray INC.
U.S. Bancorp Piper Jaffray INC.Broker
Nylife Securities INC.Broker
Principal Financial Securities,inc.Broker
Painewebber IncorporatedBroker
Offerman & CompanyBroker
The Oxford Group, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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