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CFP
JG
CFP

James Gracia

Wells Fargo Advisors
36 Years of Experience
Colorado Springs, CO
2 DisclosuresBroker
View SEC Summary
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James Gracia is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Colorado Springs, CO, with 36 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

8620 N Union Blvd, Colorado Springs, CO, 80920

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
Customer Dispute
December 2000
Pending
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Wells Fargo Advisors
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
U.S. Bancorp Investments, INC.
March 2010 - June 2019 · 9 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
March 2010 - June 2019 · 9 yrs 3 mos
Key Investment Services LLC
May 2009 - March 2010 · 10 mos
Key Investment Services LLCBroker
May 2009 - March 2010 · 10 mos
Wachovia Securities, LLCBroker
June 2007 - May 2009 · 1 yr 11 mos
Wells Fargo Advisors, LLC
June 2007 - May 2009 · 1 yr 11 mos
U.S. Bancorp Investments, INC.
April 2005 - May 2007 · 2 yrs 1 mo
U.S. Bancorp Investments, INC.
May 2003 - April 2005 · 1 yr 11 mos
U.S. Bancorp Investments, INC.Broker
April 2003 - May 2007 · 4 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.
October 2000 - May 2003 · 2 yrs 7 mos
U.S. Bancorp Piper Jaffray INC.Broker
February 2000 - May 2003 · 3 yrs 3 mos
Nylife Securities INC.Broker
April 1998 - February 2000 · 1 yr 10 mos
Principal Financial Securities,inc.Broker
January 1994 - March 1998 · 4 yrs 2 mos
Painewebber IncorporatedBroker
June 1992 - January 1994 · 1 yr 7 mos
Offerman & CompanyBroker
January 1990 - June 1992 · 2 yrs 5 mos
The Oxford Group, INC.Broker
May 1989 - January 1990 · 8 mos
State Registrations10 states
CACOFLILMEMNNJNYTNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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