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CFP
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CFP

Holly Flores

Wells Fargo Advisors
13 Years of Experience
Colorado Springs, CO
Broker
View SEC Summary
View SEC Summary

Holly Flores is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Colorado Springs, CO, with 13 years of industry experience. Holly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

102 S Tejon St Ste 1000, Colorado Springs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Holly owns 40% of Enyo, LLC, a business services and staffing company, dedicating about 10-20% of her time as an owner and strategic planning advisor. She also owns two rental properties and serves as treasurer for the Cultural Office of the Pikes Peak Region, spending minimal time on each activity.

Employment History
Current Registrations
Wells Fargo Advisors
February 2019 - Present · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
May 2011 - January 2014 · 2 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
January 2011 - January 2014 · 3 yrs
UBS Financial Services INC.
January 2005 - February 2008 · 3 yrs 1 mo
UBS Financial Services INC.Broker
December 2004 - February 2008 · 3 yrs 2 mos
State Registrations28 states
AKARAZCACOCTFLHIIDILINMAMIMOMTNCNVNYOKORPASCTXUTVAWAWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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