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Edwin Rodriguez is a registered investment advisor at Morgan Stanley, based in New York, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History (4)
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Customer Dispute
December 2012Award / Judgment
Customer Dispute
July 2006Denied
Regulatory
April 2005Final
Customer Dispute
November 2001Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2002 - February 2005 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2001 - April 2007 · 5 yrs 8 mos
Prudential Securities IncorporatedBroker
January 2001 - August 2001 · 7 mos
Ing Barings LLCBroker
November 1999 - January 2001 · 1 yr 2 mos
Punk, Ziegel & Company, L.P.Broker
November 1998 - November 1999 · 1 yr
Jwgenesis Securities, INC.Broker
January 1997 - November 1998 · 1 yr 10 mos
Ladenburg, Thalmann & CO., INC.Broker
August 1991 - December 1996 · 5 yrs 4 mos
Bishop, Rosen & CO., INC.Broker
June 1991 - August 1991 · 2 mos
First Albany CorporationBroker
April 1991 - June 1991 · 2 mos
State Registrations31 states
AKALAZCACOCTDCDEFLGAILKYMAMDMINCNHNJNMNVNYOHORPAPRRISCTXUTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.