ER
CFP
ER
CFP
Edward Rowell
36 Years of Experience
Charlotte, NC
3 DisclosuresBroker
Edward Rowell is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 36 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
6135 Park South Dr Ste 510, Charlotte, NC, 28210
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1998Settled
Customer Dispute
August 1995Award / Judgment
Customer Dispute
May 1992Award / Judgment
Other Business Activities
Edward co-owns and manages five residential rental properties since 2002, spending minimal time on this activity. No clients are or have ever been tenants.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
October 2018 - May 2021 · 2 yrs 7 mos
Summit Brokerage Services, INC.Broker
October 2015 - September 2019 · 3 yrs 11 mos
J P Turner & Company Capital Management, LLC
August 2013 - November 2015 · 2 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
January 2005 - November 2015 · 10 yrs 10 mos
Synergy Investment Group, LLCBroker
January 2005 - January 2005 · 0 mos
J.P. Turner & Company, L.L.C.Broker
September 2002 - January 2005 · 2 yrs 4 mos
Schneider Securities, INC.Broker
April 2002 - September 2002 · 5 mos
Global Capital Securities CorporationBroker
January 1993 - March 2002 · 9 yrs 2 mos
Kober Financial CORP.Broker
July 1992 - January 1993 · 6 mos
J. W. Gant & Associates, INC.Broker
June 1989 - July 1992 · 3 yrs 1 mo
State Registrations13 states
ALCOCTFLGAILNCNJNYPARISCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.