JW
JW
Jason Wilson
32 Years of Experience
Charlotte, NC
4 DisclosuresBroker
Jason Wilson is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 32 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Charlotte, NC
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Settled
Customer Dispute
December 2007Denied
Customer Dispute
August 2002Denied
Customer Dispute
May 2002Withdrawn
Other Business Activities
Jason owns JT Wilson Capital Management, a financial services DBA, since October 2023. He dedicates full-time hours to this activity, with most of the time spent during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2023 - Present · 3 yrs
Cetera Financial Specialists LLCBroker
September 2023 - Present · 3 yrs
Previous Registrations
Ameriprise Financial Services, LLCBroker
May 2014 - August 2023 · 9 yrs 3 mos
Ameriprise Financial Services, LLC
May 2014 - August 2023 · 9 yrs 3 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.
December 2001 - April 2007 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
November 1993 - April 2007 · 13 yrs 5 mos
State Registrations10 states
AZDEFLILINMDNCOHSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.