David Prewette
David Prewette is a registered investment advisor at Cetera Investment Advisers LLC, based in Charlotte, NC, with 35 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15720 Brixham Hill Avenue Suite 300, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1996Other Business ActivitiesSells Insurance
David sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also owns a real estate company, provides brokerage and advisory services about a quarter of his time, uses a company for payroll purposes, and provides brokerage services to clients a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Arete Wealth Advisors, LLC
Center Street Advisors, INC.
Center Street Securities, INC.Broker
Financial Security Management, IncorporatedBroker
Financial Security Advisory INC
Southeast Investments, N.c., INC.
Southeast Investments, N.c., INC.Broker
The Leaders Group, INC.Broker
Lifemark Securities CORP.Broker
Washington Square Securities, INC.Broker
Capital Growth Management INC.Broker
Chubb Securities CorporationBroker
Jefferson-Pilot Equity Sales, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jason WilsonCetera Investment Advisers LLC
- Jean MetayerCetera Investment Advisers LLC
- Edward Rowell, CFPCetera Investment Advisers LLC
- Frank SummersCetera Investment Advisers LLC
- Kurt HofferCetera Investment Advisers LLC
- Brian Benatovich, CFPCetera Investment Advisers LLC