DS
DS
David Schaeffer
29 Years of Experience
Newtown Square, PA
2 DisclosuresBroker
David Schaeffer is a registered investment advisor at Morgan Stanley, based in Newtown Square, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3803 West Chester Pike, Suite 200, Newtown Square, PA, 19073
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2018Settled
Customer Dispute
October 2018Closed-No Action
Employment History
Current Registrations
Morgan Stanley
February 2011 - Present · 15 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
April 2006 - June 2009 · 3 yrs 2 mos
Morgan Stanley
December 2002 - May 2006 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
March 2001 - May 2006 · 5 yrs 2 mos
Deutsche Banc Alex. Brown INC.Broker
January 2001 - March 2001 · 2 mos
Db Alex. Brown LLCBroker
November 1997 - January 2001 · 3 yrs 2 mos
Hambrecht & Quist LLCBroker
July 1996 - October 1997 · 1 yr 3 mos
Alex. Brown & Sons IncorporatedBroker
March 1996 - May 1996 · 2 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.